Wayne Robert Davies

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1987 → Present
  Self Employed
  Milford, MA
• 07/1997 → 09/2025
  Avantax Investment Services, Inc.
  The Villages, FL
• 02/1998 → 06/2019
  H.D. Vest Advisory Services
  Hopkinton, MA
• 01/2017 → Present
  Walter J Conway Estate
  Milford, MA
• 03/2018 → 05/2019
  Drusilla M Reid Estate
  Milford, MA
• 01/2019 → Present
  Wayne R. Davies
  Milford, MA
• 06/2019 → Present
  Wayne R. Davies
  The Villages, FL
• 08/1999 → 09/2025
  Avantax Insurance Agency, Llc
  The Villages, FL
• 01/1998 → 09/2025
  Avantax Advisory Services
  The Villages, FL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  The Villages, FL

Previous Registrations

• 1998-01-21 → 2025-09-05
  Avantax Advisory Services
  Milford, MA
  The Villages, FL

Other Businesses

1) Fiduciary Appointment~'NIR'~288 Main Street~Milford~MA~01757~Other~Other~9/2/2011~1hrs~1hrs~Power of Attorney authority on disclosed outside brokerage account. 2) W.J.C. Estate~'NIR'~288 Main Street~Milford~MA~01757-2521~Professional Services - Business/Individual~Executor~1/17/2017~1hrs~0hrs~Personal Representative of Estate appointed by Norfolk Probate and Family Court, Dedham MA|Law Offices Of Wayne R. Davies~'NIR'~288 Main Street~Milford~MA~01757~Attorney/Legal Practice~Attorney/Legal Counsel~1/16/1985~100hrs~80hrs~Attorney-at-Law 3) Fiduciary Appointment-Trustee~'NIR'~1405 Irwin Way~The Villages~FL~32162~9/13/2018~1hrs~1hrs~As Co-Trustee, I have shared authority over management of the trust's sole asset which includes distribution to the beneficiaries in accordance with the terms of the trust instrument if any when necessary. All trust assets are in a bank account at Tucson Federal Credit Union. My father's brother, Raymond T. Davies, age 91, is the sole current beneficiary of the trust. I am the sole contingent beneficiary upon Raymond's death. 4) Fiduciary Appointment-Power of Attorney~'NIR'~1405 Irwin Way~The Villages~FL~32162~9/13/2018~1hrs~1hrs~As Attorney-in-Fact, I have non-exclusive authority to manage the affairs of my father???s brother, Raymond T. Davies, age 91, including access to his financial accounts if and when necessary. 5) Wayne R. Davies~'NIR'~1405 Irwin Way~The Villages~FL~32162~Attorney/Legal Practice~Owner~6/1/2019~10hrs~10hrs~I am an attorney licensed to practice law in the Commonwealth of Massachusetts; accordingly, I represent clients in the practice of law in Massachusetts and prepare tax returns.| 6) DAVIES WEALTH MANAGEMENT STRATEGIES, LLC POSITION: Owner NATURE: This is a DBA for Avantax Rep. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/04/2009 ADDRESS: 1405 Irwin Way, The Villages FL 32162, DESCRIPTION: Operational and/or Marketing Name for Avantax Services 7) VVV.RENTALS POSITION: Co-Owner with Spouse NATURE: Rental of two single family dwelling real estate properties for investment purposes located in The Villages, Florida. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2021 ADDRESS: 1405 Irwin Way, The Villages FL 32162-3765, United States DESCRIPTION: Duties as co-owner of property include oversight and maintenance of properties, payment of all bills and costs including taxes and insurance, and securing tenants for occupancy and collection of rents. 8) WAYNE R. DAVIES POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/07/2019 ADDRESS: 1405 Irwin Wayne, The Villages FL 32162, United States DESCRIPTION: Broker / Agent for UNUM for Life Insurance and Long Term Care Insurance. 9) Davies Law Offices; Attorney/Legal Counsel; Attorney/Legal Practice; NIR; 10; 01/16/1985; 1405 Irwin Way The Villages FL 32162; I am the sole attorney of the firm and I represent clients' interests in my professional capacity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-30
• S63 Uniform Securities Agent State Law Examination
  1997-09-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Wayne R Davies
• Wayne R Davies