Benjamin Elie Aslan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 06/2020
  Ubs Financial Services Inc.
  Los Gatos, CA
• 06/2020 → Present
  Morgan Stanley Smith Barney Llc
  Los Gatos, CA
• 08/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-02-06 → 2020-06-16
  Ubs Financial Services Inc.
  Los Gatos, CA
• 2007-05-29 → 2012-02-14
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Jose, CA
  Glen Burnie, MD
  San Jose, CA
  San Francisco, CA
  Mountain View, CA
  Pasadena, CA
  Los Altos, CA
• 2004-07-20 → 2007-05-29
  Citicorp Investment Services
  Los Altos, CA
  Los Altos, CA

Other Businesses

*403511 - Rental Property; Investment related - Yes; Los Gatos; California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2004; During business hours: 0; After business hours: 1; Property Management

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-16
• S63 Uniform Securities Agent State Law Examination
  1997-08-21

Other Names

• Ben Aslan