Sara Kiyomi Ritter

Current Employers

Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-04-22
NY	RA	APPROVED	2024-04-19
CA	RA	APPROVED	2014-02-25

NV RA
APPROVED

Since 2024-04-22
NY RA
APPROVED

Since 2024-04-19
CA RA
APPROVED

Since 2014-02-25

Branch Locations

Los Angeles, CA • United States

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City National Bank	Beverly Hills	CA	05/2011	01/2019
City National Securities, Inc.	Los Angeles	CA	01/2019	Present

05/2011 → 01/2019

City National Bank

Beverly Hills, CA
01/2019 → Present

City National Securities, Inc.

Los Angeles, CA

Other Businesses

(1) Name of Entity: Rental Property; Non investment-related; Address: 18130 OXNARD ST UNIT 72,TARZANA, CA 91356; Nature of OBA: Rent primary residence I own.; Position/Title/Relationship: Owner of residential property - for rent; Start Date: 2025-07-04; Time devoted: 1 or less hours per month; 1 or less during securities trading hours; Duties: Self, pay bills/mortgage, pay and work with property manager.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-13
S63	Uniform Securities Agent State Law Examination	1998-04-01

S66 Uniform Combined State Law Examination

2013-05-13
S63 Uniform Securities Agent State Law Examination

1998-04-01