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Kristina Lee Quinn

Cambridge Investment Research Advisors, Inc.

Washington, IA

Fairfield, IA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2006-01-27
  • IA RA
    APPROVED
    Since 2006-01-27

Branch Locations

Washington, IA • United States

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 05/2004 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2006 Present
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/27/06.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-26
  • S66 Uniform Combined State Law Examination
    2006-01-26
Other Names
  • Kristy L Smith
  • Kristina Lee Smith

View on SEC IAPD

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