Robert Anthony Nevarez

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 02/2017
  National Securities Corporation
  Newport Beach, CA
• 04/2009 → 02/2017
  National Asset Management, Inc.
  Torrance, CA
• 02/2017 → 11/2025
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → 03/2026
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2025 → 03/2026
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → 03/2026
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2012 → Present
  Pacific Coast Advisors Llc.
  Irvine, CA
• 02/2017 → Present
  Hn Financial Group
  Irvine, CA
• 03/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2025-11-24 → 2026-03-20
  Cambridge Investment Research Advisors, Inc.
  Brea, CA
  Irvine, CA
• 2026-01-05 → 2026-03-09
  Dempsey Lord Smith, Llc
  Rome, GA
  Rome, GA
• 2017-11-01 → 2025-12-31
  Dempsey Lord Smith, Llc
  Rome, GA
  Redondo Beach, CA
  Rome, GA
  Irvine, CA
• 2009-04-01 → 2017-02-07
  B. Riley Wealth Advisors, Inc.
  Torrance, CA
  Irvine, CA
  Newport Beach, CA
  Irvine, CA
  Redondo Beach, CA
  Redondo Beach, CA
• 2008-05-30 → 2009-03-31
  Lpl Financial Llc
  Long Beach, CA
  San Diego, CA
  Long Beach, CA
  Los Angeles, CA
• 2006-04-19 → 2008-08-15
  Independent Capital Management
  Santa Monica, CA
• 2007-07-10 → 2008-06-02
  Osaic Services, Inc.
  Phoenix, AZ
  Gardena, CA

Other Businesses

1. NAME OF OTHER BUSINESS: HN FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: PACIFIC COAST ADVISORS LLC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FOR TAX PURPOSES START DATE: 11/2012 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX PURPOSES ONLY; 3. NAME OF OTHER BUSINESS: BREA CHAMBER OF COMMERCE INVESTMENT RELATED: NO ADDRESS: 3 POINTE DRIVE SUITE 103 BREA, CA 92821 NATURE OF BUSINESS: CAMBER OF COMMERCE START DATE: 8/2024 POSITION/TITLE/RELATIONSHIP: CHAIRMAN ELECT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I SERVE AS THE CHAIRMAN ELECT ON THE BOARD OF DIRECTORS; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2016 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-11
• S63 Uniform Securities Agent State Law Examination
  2000-04-17