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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-11-09 |
Branch Locations
101 California Street 23Rd Floor, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Francisco | CA | 10/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*584207 - Rabinovitch Ventures Limited ; Investment related - Yes, San Francisco; California ; Real Estate:Investment/Finance/Banking ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 7/1994 ; During business hours : 0 ; After business hours : 4 ; Simply to manage the assets with my sister.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-30 |
| S65 | Uniform Investment Adviser Law Examination | 2005-04-20 |
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