Douglas Andrew Beaney

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → Present
  Painewebber Incorporated
  New York, NY
• 01/2000 → 07/2020
  Investacorp,Inc.
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Belvidere, NJ
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Belvidere, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Belvidere, NJ

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Belvidere, NJ
• 2002-06-05 → 2020-07-17
  Investacorp Advisory Services Inc
  Belvidere, NJ
  Belvidere, NJ

Other Businesses

1. INSURANCE - THE BEANEY GROUP, LLC POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/02/1998 ADDRESS: 745 Franklin St., Belvidere NJ 07823, United States DESCRIPTION: Insurance sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-19
• S63 Uniform Securities Agent State Law Examination
  1997-09-15