Best Investors Account Sign in

Peter C Carpenter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Plainfield, NJ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-19
NJ RA APPROVED 2008-04-25
  • TX RA
    APPROVED_RES
    Since 2013-02-19
  • NJ RA
    APPROVED
    Since 2008-04-25

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Plainfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/1998 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2008 Present
Merrill Lynch Canada Pennington NJ 04/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-26
S63 Uniform Securities Agent State Law Examination 1997-08-27
  • S65 Uniform Investment Adviser Law Examination
    1997-09-26
  • S63 Uniform Securities Agent State Law Examination
    1997-08-27
Other Names
  • Peter C Carpenter
  • Peter Christopher Carpenter

View on SEC IAPD

More in Pennington, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor