Richard David Unser

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 12/2021
  Lockton Investment Advisors, Llc
  Kansas City, MO
• 07/2008 → 12/2021
  Lockton Financial Advisors, Llc
  Kansas City, MO
• 10/2007 → 12/2021
  Lockton Companies, Llc
  Los Angeles, CA
• 12/2021 → Present
  Creative Planning, Llc
  Overland Park, KS

Previous Registrations

• 2007-11-08 → 2021-12-31
  Lockton Investment Advisors, Llc
  Las Angeles, CA
• 2005-10-31 → 2008-07-02
  Osaic Services, Inc.
  Los Angeles, CA
  Hermosa Beach, CA
  Malibu, CA
• 2001-11-14 → 2005-10-31
  Sentra Securities Corporation
  Hermosa Beach, CA

Other Businesses

Forbes.com; 50 16th St, Hermosa Beach, CA 90254; Blog Post approximately 5 hours per month. 401(K) Fridays Podcast; Hermosa Beach, CA; Host of podcast; nature of business is educational podcast about workplace retirement plan trends; 4 hours per month Serendipity Properties; Hermosa Beach, CA; not investment related; Co-Owner of rental properties; start date 1/1/2020; 5 hours per month/0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-14
• S63 Uniform Securities Agent State Law Examination
  1997-08-20