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One International Place Suite 4210, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eventide Asset Management, Llc | Boston | MA | 07/2016 | Present |
| Northern Lights Distributors, Llc | Omaha | NE | 10/2016 | 10/2021 |
| Foreside Fund Services, Llc | Matthews | NC | 11/2021 | Present |
1) Eventide Asset Management, LLC; Investment Related; Mutual Funds; Venture Capital; Separate Accounts; Boston MA; Start 07/2016; Senior Regional Director; Sales and marketing, 160 hours per month 2) Kentwood Properties LLC/Ogden Milton LLC; Not Investment Related; Passive Real Estate Investment; Rock hill, SC; Start 06/2012; Single Owner; Monthly Rent collection from property managers, 5 hours/month 3) Ogden Miller LLC; Non- Investment Related; Raleigh, NC; Rental Real Estate; Owner; Start Date 9/2021; 5 hours per month, 0 during trading hours; rental income
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-04 |
| S66 | Uniform Combined State Law Examination | 1998-02-25 |
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