Dale Richard Austin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 01/2024
  Woodbury Financial Services, Inc.
  Irwin, PA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Irwin, PA

Previous Registrations

• 2012-01-12 → 2024-01-19
  Woodbury Financial Services, Inc.
  Irwin, PA
• 2007-06-27 → 2011-12-08
  Equitable Advisors, Llc
  Moon Township, PA
  Irwin, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Pittsburgh, PA

Other Businesses

1) GBU FINANCIAL: NON INV REL; 4254 CAIRTONK BLVD PITTSBURGH, PA 15227; FIXED ANNUITIES SALES; GENERAL AGENT; 2/1/2008; 10HR/MO; 10HR/MO; SALE OF FIXED AND IMMEDIATE ANNUITIES. 2) SERVICE WEALTH MANAGEMENT POSITION: Financial Advisor/CEO NATURE: This isthe DBA we use to transact business and advise clients related to our relationship with Woodbury Financial. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2012 ADDRESS: 4020 Route 130, Irwin PA 15642, United States DESCRIPTION: SERVICE WEALTH MANAGEMENT; INV REL; 4020 ROUT 130 IRWIN, PA 15342; SALES AND SERVICE RELATED TO ASSISTING INDIVIDUALS AND BUSINESSES MAKE DECISIONS REGARDING THEIR FINANCIAL CIRCUMSTANCES. OFFER VARIOUS DIFFERENT INVESTMENT VEHICLES, LIFE INSURANCE, AND ANNUITIES; CEO/FINANCIAL CONSULTANT; 10/1/2012; 175HR/MO; 160HR/MO; SALES AND SERVICE OF INVESTMENT PRODUCTS, LIFE INSURANCE, AND ANNUITIES. ADMINSTER THE DAY TO DAY OPERATIONS OF THE BUSINESS. 3) SERVICE FINANCIAL GROUP POSITION: Agent NATURE: Fixed annuities and fixed term or permanent insurance through Ohio National and GBU Financial as agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/06/2017 ADDRESS: 4020 Route 130, Irwin PA 15642, United States DESCRIPTION: Marketing and soliciting fixed annuities and term or permanent fixed insurance products. 4) SERVICE FINANCIAL GROUP POSITION: Insurance Agent NATURE: Appointment to offer Axonic MYGA Fixed Annuities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/28/2024 ADDRESS: Pennsylvania 130, Irwin PA 15642, United States DESCRIPTION: Licensed and appointed to offer Axonic MYGA Annuities to clients. 5) SERVICE WEALTH MANAGEMENT POSITION: Financial Advisor/CEO NATURE: This is the DBA we use to transact business and advise clients related to our relationship with Osaic Wealth, Inc.. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2012 ADDRESS: 901 Seventh Street Extension, Trafford PA 15085, United States DESCRIPTION: SERVICE WEALTH MANAGEMENT; INV REL; 901 Seventh Street Extension, Trafford PA 15085; SALES AND SERVICE RELATED TO ASSISTING INDIVIDUALS AND BUSINESSES MAKE DECISIONS REGARDING THEIR FINANCIAL CIRCUMSTANCES. OFFER VARIOUS DIFFERENT INVESTMENT VEHICLES, LIFE INSURANCE, AND ANNUITIES; CEO/FINANCIAL CONSULTANT; 10/1/2012; 175HR/MO; 160HR/MO; SALES AND SERVICE OF INVESTMENT PRODUCTS, LIFE INSURANCE, AND ANNUITIES. ADMINSTER THE DAY TO DAY OPERATIONS OF THE BUSINESS. 6) AXIAS WEALTH ADVISORS LLC POSITION: Independent Partner Advisor NATURE: The entity is an LLC I have no direct position or ownership in the entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/10/2025 ADDRESS: 381 Mansfield Avenue, Suite 300, Pittsburgh PA 15220, United States DESCRIPTION: Interaction with the staff and attend staff meetings for the purpose of aiding the Axias team in the administration of my insurance and securities business. Leveraging Axias advisors in a coadvisory agreement to provide more robust service for my clients. Joint work with Axias advisors as an Independent Partner Advisor. I have no ownership in Axias Wealth Advisors LLC. I do not have an official title or position in Axias Wealth Advisors LLC. I still market my insurance and securities business under Service Financial Group and Service Wealth Management respectively. I pay Axias Wealth Advisors LLC a monthly fee for the administrative work they do on my behalf. The fee also includes the costs of software, office space, and supplies that I use in the regular operation of my insurance and securities business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-14
• S63 Uniform Securities Agent State Law Examination
  2006-09-22