Reva Shakkottai

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Rbc Capital Markets, Llc
  El Segundo, CA
• 06/2016 → Present
  City National Bank
  El Segundo, CA

Previous Registrations

• 2006-01-03 → 2009-02-10
  Neuberger Berman Bd Llc
  Los Angeles, CA
  New York, NY
  Los Angeles, CA
• 2004-05-25 → 2006-01-03
  Banc Of America Investment Services, Inc.
  Los Angeles, CA

Other Businesses

(1) UCLA ANDERSON SCHOOL OF MANAGEMENT; ADDRESS: 110 WESTWOOD PLAZA, LOS ANGELES, CA 90067; BUSNIESS DESCRIPTION: UNIVERSITY; NOT INVESTMENT RELATED; START DATE: 9/1/14; CAPACITY: BOARD OF DIRECTORS; DUTIES: FIVE YEAR TERM TO SERVE ON THE UCLA ANDERSON SCHOOL ALUMNI BOARD OF DIRECTORS. ALL MBA CLASS PRESIDENTS GET A BOARD SEAT. I REPRESENT THE MBA GRUADUATING CLASS OF 2002. THE BOARD IS HIGH LEVEL STRATEGIC PLANNING AND ALUMNI OUTREACH; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE. 2) NAME OF ENTITY: Fur Seasons, LLC ADDRESS: 132 Lake Mary Road Unit 301 Mammoth Lakes CA 93546 INVESTMENT/NOT INVESTMENT RELATED: Yes - Trading, if any, will be directed by me in an account to be created at RBC under my own SSN. BUSINESS DESCRIPTION: Private Company START DATE: Nov 19, 2025 CAPACITY: Owner, Sole Proprietor DUTIES: Owner of a LLC solely created to disburse funds for rental expenses and collect rental income for referenced property. Property will close on 12/1/25. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2004-05-24
• S63 Uniform Securities Agent State Law Examination
  1997-10-08