James Daniel Mcaleese

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Cornerstone Consultants, Inc.
  Wellington, OH
• 06/2014 → 07/2025
  Next Financial Group Inc
  Wellington, OH
• 07/2025 → Present
  Lpl Financial Llc
  Wellington, OH

Previous Registrations

• 2014-06-06 → 2025-07-10
  Next Financial Group, Inc.
  Houston, TX
  Wellington, OH
• 2008-01-31 → 2014-06-18
  Questar Asset Management, Inc.
  Wellington, OH

Other Businesses

1 - 07/2025 - James D. McAleese - Real Estate Rental - Inv Related - Wellington, OH - OBA Start Date: 09/26/2013. 2 - 07/2025 - Cornerstone Consultants Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - 224 Hours/Month - 160 Hours During Trading - At reported business location(s). 3 - 07/2025 - Cornerstone Consultants Inc. - Non-Variable Insurance - Inv Related - 8 Hours/Month - Wellington, OH - OBA Start Date: 01/01/1987. 4 - 07/2025 - McAleese Properties, LLC - Farm - Not Inv Related - Wellington, OH - OBA Start Date: 08/04/2005. 5 - 07/2025 - McAleese Properties II, LLC - Farm - Not Inv Related - Wellington, OH - OBA Start Date: 01/05/2005. 6 - 07/2025 - Pegasus Resources LLC - Farm - Not Inv Related - Wellington, OH - OBA Start Date: 08/04/2006.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-10-27

Designations

• Certified Financial Planner