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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
WI RA APPROVED 2017-05-10
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • WI RA
    APPROVED
    Since 2017-05-10

Branch Locations

Kronenwetter, WI • United States

411 Grand Ave Ste 200, Rothschild, WI 54474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Rothschild WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

ROTHSCHILD URBANAIRES SNOWMOBILE CLUB POSITION: President NATURE: Volunteer Snowmobile club that maintains and grooms snowmobile trails in the South East Corner of Marathon County. We are a non-profit organization and receives funding via snowmobile trail passes through the state of WI. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: PO Box 21, Rothschild WI 54474, United States DESCRIPTION: Hold monthly meetings, send reminders for work days to maintain equipment and trails. Talk to land owners to get permission for the trial system to access their property. Attend county level Snowmobile Club Meetings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-27
S63 Uniform Securities Agent State Law Examination 1997-09-29
  • S65 Uniform Investment Adviser Law Examination
    2017-04-27
  • S63 Uniform Securities Agent State Law Examination
    1997-09-29

View on SEC IAPD

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