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Marie Garner

Wells Fargo Clearing Services, LLC

Houston, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
  • TX RA
    APPROVED
    Since 2024-08-01

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

5440 El Dorado Blvd Ste 300, Houston, TX 77059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Caldwell NJ 06/2002 Present
Wells Fargo Advisors, Llc Friendswood TX 11/2011 11/2016
Wells Fargo Clearing Services, Llc Friendswood TX 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Caldwell, NJ
  • 11/2011 → 11/2016
    Wells Fargo Advisors, Llc
    Friendswood, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Friendswood, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-31
S63 Uniform Securities Agent State Law Examination 1997-12-11
  • S65 Uniform Investment Adviser Law Examination
    2024-07-31
  • S63 Uniform Securities Agent State Law Examination
    1997-12-11
Other Names
  • Marie Sanchez
  • Marie Sanchez
  • Marie Azzinnari

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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