Matthew Sean Sherman

Current Employers

Employment History

• 11/2012 → Present
  Lpl Financial, Llc
  Arlington, TX
• 11/2012 → 08/2021
  Level Four Advisory Services, Llc
  Arlington, TX
• 08/2021 → Present
  Private Advisor Group, Llc
  Arlington, TX

Previous Registrations

• 2006-01-03 → 2021-08-31
  Level Four Advisory Services
  Dallas, TX
  Arlington, TX
• 2005-01-10 → 2005-12-31
  Securities America Advisors, Inc.
  Arlington, TX
• 2004-09-02 → 2004-12-18
  Osaic Wealth, Inc.
  Arlington, TX

Other Businesses

1. 2/11/2013: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 10% - LIFE, ANNUITY, LTC, AND DISABILITY. 2. 6/5/2014 - SHERMANINVEST - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 06/02/2014 - 35 Hours Per Month During Securities Trading. 3. 9/20/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/30/2021 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/20/2021 - Private Advisor Group - DBA: (Hybrid) ShermanInvest - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/30/2021 - 160 Hours Per Month/130 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-10
• S63 Uniform Securities Agent State Law Examination
  1997-08-08