David Irving Anson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05
CO	RA	APPROVED	2025-06-05
ME	RA	APPROVED	2025-06-05
NV	RA	APPROVED	2025-06-05
SC	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05
CO RA
APPROVED

Since 2025-06-05
ME RA
APPROVED

Since 2025-06-05
NV RA
APPROVED

Since 2025-06-05
SC RA
APPROVED

Since 2025-06-05

Branch Locations

Centennial, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Western International Securities, Inc.	Pasadena	CA	07/2010	06/2025
Lpl Financial Llc	Centennial	CO	06/2025	Present

07/2010 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Centennial, CO

Previous Registrations

2010-07-20 → 2025-06-05

Western International Securities, Inc.

Westlake Village, CA

Centennial, CO

Centennial, CO
2007-06-08 → 2010-07-19

Crowell, Weedon & Co.

Westlake Village, CA
1998-08-24 → 2006-01-19

Morgan Stanley Dw Inc.

Beverly Hls, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-13
S63	Uniform Securities Agent State Law Examination	1998-04-08

S65 Uniform Investment Adviser Law Examination

1998-04-13
S63 Uniform Securities Agent State Law Examination

1998-04-08

View on SEC IAPD