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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-10-04 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self | Auburn | CA | 07/1991 | Present |
| H.D. Vest Investment Securities, Inc. | Irving | TX | 07/1997 | Present |
GENTIANE SZONN HENDERSON, NOT INVESTMENT RELATED, P.O. BOX 7623, AUBURN, CA, 95604, TAX PREPARATION/ACCOUNTING, AUGUST 2011, 80HRS~50HRS~TAX PREPARATION,CONSULTING AND REPRESENTATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-30 |
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