James Christopher Landry

Employer firm

Pallas Capital Advisors, LLC CRD 310327

$4.31B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 07/2019
  Lincoln Financial Advisors Corporation
  Virginia Beach, VA
• 07/2019 → 06/2023
  Triad Advisors Llc
  Norcross, GA
• 07/2019 → 11/2020
  Gwm Advisors, Llc
  New Orleans, LA
• 11/2020 → Present
  Pallas Capital Advisors Llc
  Braintree, MA
• 08/2023 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2019-07-26 → 2020-12-01
  Newedge Advisors
  Braintree, MA
  New Orleans, LA
• 2002-06-27 → 2019-07-31
  Osaic Fa, Inc.
  Boston, MA
  Virginia Beach, VA
  Virginia Beach, VA

Other Businesses

1) James Landry is dually-registered as an Investment Advisor Representative with Pallas Capital Advisors LLC ("Pallas" - since 11/2020) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS" - since 08/2023). Business is conducted from 45 Braintree Hill Office Park, Suite 201, Braintree, MA 02184. Approximately 90% of Mr. Landry's time is for services under Pallas and the balance as a Registered Representative of PKS. 2) Fixed life insurance and annuities; not investment-related; 45 Braintree Hill Office Park, Braintree, MA 02184; individual life insurance and retirement planning; agent;7/2019;5 hrs/month;.5 hrs during trading; sell insurance/annuity products to help clients meet objectives.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-19
• S65 Uniform Investment Adviser Law Examination
  1999-05-11
• S63 Uniform Securities Agent State Law Examination
  1998-01-12

Designations

• Chartered Financial Consultant