Marcus Eugene Paredes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-13
CA	RA	APPROVED	2009-07-14

TX RA
APPROVED_RES

Since 2014-06-13
CA RA
APPROVED

Since 2009-07-14

Branch Locations

120 Newport Ctr Dr Ste 235, Newport Beach, CA 92660 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Bernardino	CA	02/2006	Present

02/2006 → Present

Lpl Financial, Llc

San Bernardino, CA

Other Businesses

1. 6/25/2008 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - Offer non variable insurance through multiple MGAs. 2. 1/24/2018 - MEP Insurance Agency - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner - Started 01/10/2018 - 5 Hours Per Month/1 Hour During Securities Trading. 3. 3/12/2019 - MP Wealth Management Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/12/2017 - 160 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-07-10
S63	Uniform Securities Agent State Law Examination	1997-07-24

S65 Uniform Investment Adviser Law Examination

2009-07-10
S63 Uniform Securities Agent State Law Examination

1997-07-24

View on SEC IAPD