Brian Robert Polerecky

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Ubs Financial Services Inc
  Chicago, IL

Previous Registrations

• 2003-04-15 → 2005-02-07
  Oppenheimer Asset Management
  New York, NY
• 2003-01-03 → 2003-04-15
  Oppenheimer & Co. Inc.
  Chicago, IL
• 2002-02-08 → 2003-01-03
  Cibc World Markets Corp.
  Chicago, IL

Other Businesses

MANSARD HOUSE / 6478 N NORTHWEST HWY CHICAGO, IL 60631 / OTHER / REAL ESTATE / CONDO ASSOCIATION / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / OTHER BOARD MEMBER / VOTING COMMITTEE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 01/27/2011.

Exams

• S66 Uniform Combined State Law Examination
  2002-01-25
• S63 Uniform Securities Agent State Law Examination
  2000-06-08