Grant Arthur Gochin

Current Employers

Employment History

• 02/2011 → Present
  Raymond James Financial Services
  Woodland Hills, CA
• 02/2011 → Present
  Raymond James Financial Services Advisors, Inc
  Woodland Hills, CA
• 09/2015 → Present
  Finra
  Los Angeles, CA
• 02/2011 → Present
  Grant Arthur & Associates Wealth Services, Llc
  Woodland Hills, CA
• 10/2020 → 11/2024
  Personal Activism
  Chatsworth, CA

Previous Registrations

• 2003-01-03 → 2011-02-24
  Ubs Financial Services Inc.
  Sherman Oaks, CA
  Encino, CA
• 1997-07-08 → 2003-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Encino, CA

Other Businesses

(1)Name of Business: Grant Arthur & Associates Wealth Services, LLC. Address: 21600 Oxnard St Ste 640, Woodland Hills, CA, 91367, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/18/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President (2)Name of Business: Honorary Consulate - Republic of Togo Address: 10900 Winnetka Ave, Chatsworth, CA, 91311, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - CEO Investment Related: No Start Date: 04/29/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Honorary Consul for the Republic of Togo. (3)Name of Business: Monteria Estates Homeowners Association Address: 10900 Winnetka Avenue, Chatsworth, CA, 91311, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 12/09/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Homeowners Association neighborhood Board member (4)Name of Business: NA Address: 10900 Winnetka Ave, Chatsworth, CA, 91311, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Publishing a book

Exams

• S66 Uniform Combined State Law Examination
  1997-09-29

Designations

Other Names

• Grant Gochin