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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2011-05-02
  • GA RA
    APPROVED
    Since 2011-05-02

Branch Locations

429 Loganville Highway Suite 103 Unit 5, Winder, GA 30680 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Atlanta GA 04/2011 05/2019
Ifp Securities, Llc Atlanta GA 05/2019 Present
Independent Financial Partners Atlanta GA 04/2011 Present
  • 04/2011 → 05/2019
    Lpl Financial Llc
    Atlanta, GA
  • 05/2019 → Present
    Ifp Securities, Llc
    Atlanta, GA
  • 04/2011 → Present
    Atlanta, GA
Previous Registrations
  • 2007-03-28 → 2011-02-11
    Qa3 Financial Llc
    Atlanta, GA
    Omaha, NE
  • 2003-02-05 → 2006-12-31
    Concourse Financial Group Securities, Inc.
    Atlanta, GA
    Atlanta, GA
Other Businesses

(1) DBA Physicians Financial Services, LLC; Non Investment Related; 429 Loganville Highway Suite 103, Unit 5 Winder, GA 30680; Non-Variable Insurance; Agent; Sale of Term and non-Variable life insurance products; Start Date 04/18/11; 2 hr/mo, 2 hr/mo during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-22
S63 Uniform Securities Agent State Law Examination 1998-07-10
  • S65 Uniform Investment Adviser Law Examination
    2001-02-22
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10

View on SEC IAPD

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