Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-06-12 |
| TX | RA | APPROVED | 2024-06-07 |
Branch Locations
2601 N. 7Th Street Suite 200, West Monroe, LA 71291 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2601 N. 7Th Street Suite 200, West Monroe, LA 71291 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Monroe | LA | 01/2003 | 03/2017 |
| Massmutual Life Insurance Co | West Monroe | LA | 07/2016 | 10/2022 |
| Mml Investors Services, Llc | West Monroe | LA | 03/2017 | 10/2022 |
| Lincoln Financial Securities | West Monroe | LA | 10/2022 | 06/2024 |
| Lpl Financial | West Monroe | LA | 06/2024 | Present |
1) 04/24/2024 - RD Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel- At Reported Business Location (s) - Start Date 09/29/2023- 160 hr per mnth- 8 hrs during trading 2) 04/24/2024 - THERON DUPREE - Non-Variable Insurance- Monroe, LA 71201 - Inv Rel- Start Date 2/02/2010- 5 hrs per mth- 1 hr during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-09 |
Reach out to this advisor