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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
Southhampton, NJ • United States
510 South Main Street, Forked River, NJ 08731 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Wall Township | NJ | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Forked River | NJ | 03/2017 | Present |
| Massmutual Life Insurance Co | Forked River | NJ | 03/2024 | Present |
1). INDEPENDENT INSURANCE AGENT- FROM BUSINESS ADDRESS- 5HRS SEC, 0HRS NONSEC-DENTAL AND GROUP DISABILITY INCOME, DISABILITY, AND LIFE/ACCIDENT/HEALTH-SINCE 12/2014 2). BASEBALL COACH- BARNEGAT HIGH SCHOOL- FROM RESIDENTIAL ADDRESS- 16 HRS SEC, 0HRS NONSEC- SINCE 12/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-08 |
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