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Benedict Chi-Hin Wong

Wells Fargo Investment Institute, Inc.

Charlotte, NC

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-09
  • NC RA
    APPROVED
    Since 2021-12-09

Branch Locations

550 S Tryon St 40Th Floor, Charlotte, NC 28202-4200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute, Inc Charlotte NC 11/2021 Present
Wells Fargo Charlotte NC 07/2003 Present
Previous Registrations
  • 2002-08-23 → 2004-06-18
    Uvest Financial Services Group, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-09
S63 Uniform Securities Agent State Law Examination 1997-07-31
  • S65 Uniform Investment Adviser Law Examination
    2021-12-09
  • S63 Uniform Securities Agent State Law Examination
    1997-07-31
Other Names
  • Benedict C Wong
  • Benedict Chihin Wong

View on SEC IAPD

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