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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-30
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2013-10-30
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Ana CA 07/1997 Present
Bank Of America,N.A. Santa Ana CA 08/2009 Present
Other Businesses

I*3097293 Entity Type: N/A Name of OBA:A.W.H. TTEE U/A DTD 04/01/1993 BY L.M.H. ET AL Address:Newport Beach California Investment Related:No Position, Title, Association:Executor Start Date:10/06/2025 No Hours: 50 Weekly No Hours during trading:1 Weekly Duties:Executor for Parents, Siblings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-03
  • S66 Uniform Combined State Law Examination
    1997-10-03
Other Names
  • Andrew W Hill

View on SEC IAPD

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