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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-30 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Ana | CA | 07/1997 | Present |
| Bank Of America,N.A. | Santa Ana | CA | 08/2009 | Present |
I*3097293 Entity Type: N/A Name of OBA:A.W.H. TTEE U/A DTD 04/01/1993 BY L.M.H. ET AL Address:Newport Beach California Investment Related:No Position, Title, Association:Executor Start Date:10/06/2025 No Hours: 50 Weekly No Hours during trading:1 Weekly Duties:Executor for Parents, Siblings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-03 |
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