Kendall Scott Kruger

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-17
IA	RA	APPROVED	2016-12-20

TX RA
APPROVED_RES

Since 2021-06-17
IA RA
APPROVED

Since 2016-12-20

Branch Locations

Ankeny, IA • United States

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Ankeny	IA	07/1998	Present
Principal Securities Inc	Ankeny	IA	03/2016	Present

07/1998 → Present

Principal Life Insurance Company

Ankeny, IA
03/2016 → Present

Principal Securities Inc

Ankeny, IA

Other Businesses

**OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, LONG TERM CARE INSURANCE AND FIXED ANNUITIES THROUGH VARIOUS CARRIERS, 12/16/14. **DK KRUGER LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 2013 NE Cameron Drive, ANKENY, IA 50021, United States DESCRIPTION: I am 100% owner in my LLC. Not a stand-alone business. The purpose of starting this entity is to reclassify the tax effect of income received solely by Principal.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-19
S63	Uniform Securities Agent State Law Examination	1997-08-11

S65 Uniform Investment Adviser Law Examination

2016-12-19
S63 Uniform Securities Agent State Law Examination

1997-08-11

View on SEC IAPD