Robert Stewart Stauffer

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Stifel Nicolaus & Co Inc
  Baltimore, MD

Previous Registrations

• 2013-10-02 → 2014-06-19
  Park Avenue Securities Llc
  Lancaster, PA
• 2009-06-02 → 2012-02-17
  Barclays Capital Inc.
  Washington, DC
• 2006-02-21 → 2009-06-04
  Citigroup Global Markets Inc.
  New York, NY
  Baltimore, MD
  New York, NY
• 2004-11-18 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  2002-09-04

Other Names

• Robert Stewart Stauffer
• Robert Stewart Stauffer
• Robert Stewart Stauffer Iii
• Robert Stewart Stauffer
• Robert Stewart Stauffer