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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-04
ME RA APPROVED 2009-04-08
  • TX RA
    APPROVED_RES
    Since 2020-05-04
  • ME RA
    APPROVED
    Since 2009-04-08

Branch Locations

Bangor, ME • United States

One Merchants Plaza Third Floor, Bangor, ME 04401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Newtown PA 05/2002 Present
  • 05/2002 → Present
    Ubs
    Newtown, PA
Other Businesses

Bangor Region Leadership Institute / 20 South Street Bangor,ME 04401 / Other/ Education / Leadership Program / Member of a committee with management or supervisory functions / / Steering Committee meetings Alumni functions Database upkeep / Start Date 08/01/2016 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-13
  • S66 Uniform Combined State Law Examination
    2009-03-13
Other Names
  • Kelly E Scheetz
  • Kelly E Foster

View on SEC IAPD

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