Robert Colgan Dyer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2008-09-30
CT	RA	APPROVED	2008-09-23

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2008-09-30
CT RA
APPROVED

Since 2008-09-23

Branch Locations

2 Pickwick Plz Pbig - Greenwich, Greenwich, CT 06830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2008	Present
Bank Of America, N.A.	New York	NY	03/2010	Present

09/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
03/2010 → Present

Bank Of America, N.A.

New York, NY

Previous Registrations

2005-01-19 → 2008-10-02

Lehman Brothers Inc.

New York, NY

New York, NY

New York, NY
2002-05-22 → 2004-09-03

Morgan Stanley & Co. Llc

New York, NY

Other Businesses

I*133388For profit or not for profit: Non-Profit OrganizationName of outside business organization: Sacred Heart GreenwichInvestment related: NAddress of business:Greenwich, Connecticut 06831Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 9/23/2020Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: 10 Person committee to report on matters related to expenses, school budget process, tuition, scholarship and property operations. I*1226331For profit or not for profit: Name of outside business organization: Clancy Flamingo LLCInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , LLC with Mary Dyer as Managing member used to buy a second home I*1710269, Entity Type: Entity For Profit Name of OBA: Colgan Mountain LLC Address: Darien, CT 06820 Investment Related: N Position, Title, Association: General Partner/Managing Member Employee Start Date: 02/14/2024 No Hours: No Hours during trading: 0 Duties: Rental Property OwnerI will work with building to maintain the property, and do the accounting for the income and expense associated with it. I*2770265, Entity Type: , Name of OBA: The A L. D Article IV Trust, Address: Darien, Connecticut, 06820, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 08/20/2025, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties: