Katie Clark

Current Employers

Employment History

• 06/2011 → 03/2026
  Brian K Adams & Assoc
  Summit, NJ
• 04/2013 → Present
  Simplicity Investments
  Summit, NJ
• 03/2026 → Present
  Simplicity Group
  Summit, NJ

Previous Registrations

• 2012-05-22 → 2012-12-31
  Voya Financial Advisors, Inc.
  Schenectady, NY
  Elmira, NY
• 2009-06-01 → 2011-06-10
  Morgan Stanley
  Purchase, NY
  Mclean, VA
  Baltimore, MD
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Baltimore, MD
  New York, NY
  Pikesville, MD
  New York, NY
  Pikesville, MD
• 2005-01-04 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Pikesville, MD
• 2002-02-11 → 2005-01-14
  Ubs Financial Services Inc.
  Hunt Valley, MD

Other Businesses

1.) TLG ADVISORS, INC. - 4/17/2013 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours). 2.) Simplicity Group - 3/31/26 - 475 Springfield Avenue, Summit, NJ 07901 - Executive Director, Co-National Sales Manager, Advanced Insurance Planning Specialist, Management of sales force, marketing, business operations., insurance business, Not Invt Rel, 170 hrs/mo; 10 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-18
• S63 Uniform Securities Agent State Law Examination
  1997-10-06

Designations

Other Names

• Katie Clark
• Kathryn Anne Cary Clark
• Kathryn Annecary Clark
• Kathryn A Clark Prettenger
• Kathryn A Clark Pittenger
• Kathryn A Pittenger
• Katie Clark Wedding
• Kathryn A Clark