John Pressler Stevens

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-25
OH	RA	APPROVED	2006-08-21

TX RA
APPROVED_RES

Since 2014-06-25
OH RA
APPROVED

Since 2006-08-21

Branch Locations

8194 Liberty Way, West Chester, OH 45069 • United States

7933 Washington Woods Dr, Dayton, OH 45459 • United States

Liberty Township, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	West Chester	OH	08/2006	Present

08/2006 → Present

Lpl Financial Llc

West Chester, OH

Previous Registrations

2003-07-09 → 2006-08-24

Ameriprise Advisor Services, Inc.

Washington Township, OH

Dayton, OH

Other Businesses

1) 07/28/2006: Stevens Investment Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 04/12/2010: Lampo Group/Dave Ramsey - Dave Ramsey - Investment Related - At Reported Business Location(s) - 20% Time Spent - I am the endorsed local provider (ELP) for Dave Ramsey. Dave is a national radio/tv personal financial counselor. 3) 10/04/2016: Stevens Insurance Agency - Investment Related - At Reported Business Location(s) - Property and Casualty - Start 09/01/2016 - 10 Hours Per Month During Securities Trading - Insurance ELP with Dave Ramsey thru Stevens Insurance Agency, LLC which is a company that wife Jodi Stevens owns 100%. 4) 12/10/2020 - Stevens Investment Group, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/25/2011 - 1 Hour Per Month/0 Hours During Securities Trading - Term life insurance. 5) 12/11/2020 - Stevens Investment Group, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/23/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Disability and Long Term Care insurance. 6) 3/14/2023 - Enterprise 22, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 10/20/14 - 1 Hours Per Month/0 Hours During Securities Trading 7) 04/23/2024 - Enterprise 21 LLC - Real Estate Rental - Investment Related - 7933 Washington Woods Drive Centerville, OH 45459 - Start Date 02/01/2024 - 16 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-07
S63	Uniform Securities Agent State Law Examination	1997-09-05

S65 Uniform Investment Adviser Law Examination

2001-08-07
S63 Uniform Securities Agent State Law Examination

1997-09-05

View on SEC IAPD