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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-07
FL RA APPROVED 2025-09-02
  • TX RA
    APPROVED_RES
    Since 2025-10-07
  • FL RA
    APPROVED
    Since 2025-09-02

Branch Locations

3535 University Blvd W, Jacksonville, FL 32217 • United States

2011 San Marco Blvd, Jacksonville, FL 32207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Jacksonville FL 03/2024 04/2025
Galbraith Ventures Llc Jacksonville FL 12/2012 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/2025 Present
Bank Of America, N.A. Jacksonville FL 09/2025 Present
Previous Registrations
Other Businesses

Name of the other business Estate of M. R. G.Whether the business is investment-related NoAddress of the other business New York, NYNature of the other business Estate of my late mother M. G.Your position Co-ExecutorTitle, or relationship with the other business Co-ExecutorStart date of your relationship April 15, 2020Approximate number of hours/month you devote to the other business 1Number of hours you devote to the other business during securities trading hours 0Briefly describe your duties relating to the other business I am the co-executor along with my two siblings. Name of the other business JG AND MG ESTATE TRUST Whether the business is investment-related Yes (I used it in past to make investments)Address of the other business Jacksonville, FLNature of the other business Personal trustYour position Grantor, beneficiary, trusteeTitle, or relationship with the other business Grantor, beneficiary, trusteeStart date of your relationship July 1, 2020Approximate number of hours/month you devote to the other business 1Number of hours you devote to the other business during securities trading hours 0Briefly describe your duties relating to the other business This is my personal trust Name of the other business JG Segregated Asset Trust Whether the business is investment-related Yes ( I have used it to make past investments)Address of the other business Jacksonville, FLNature of the other business Personal TrustYour position Grantor, Trustee, BeneficiaryTitle, or relationship with the other business Grantor, Trustee, BeneficiaryStart date of your relationship July 1, 2020Approximate number of hours/month you devote to the other business 2Number of hours you devote to the other business during securities trading hours 0Briefly describe your duties relating to the other business This is my personal trust. I have declared the investments made through this entity I*2854287, Entity Type: Entity For Profit, Name of OBA: Progenitors, Inc, Address: New York, New York, 10007, Investment Related: N, Position, Title, Association: Director, Employee State Date: 06/25/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I am on the Advisory Board and an investor, This is a for profit business which I am an investor and on Board of Advisors. I*2703274, Entity Type: Entity For Profit, Name of OBA: GLW Ventures LLC, Address: Jacksonville, Florida, 32210, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 27-Sep-2013, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I am the managing member- GLW Ventures LLC is a partnership including myself and two family friends for our investment in Entefy, Inc. I*2703276, Entity Type: Entity For Profit, Name of OBA: 44 East Avenue Austin LLC, Address: Jacksonville, Florida, 32210, Investment Related: Y, Position, Title, Association: Owner, Employee State Date: 29-Jul-2020, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I am the sole owner of this Self DIrected IRA LLC through my Self Directed IRA at Madison Trust I*2704281, Entity Type: Entity For Profit, Name of OBA: Galbraith Ventures LLC, Address: Jacksonville, Florida, 32210, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01-Jan-2012, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: owner and managing member, LLC which holds my private investments. I*2704289, Entity Type: Entity For Profit, Name of OBA: East 60s Provider Corp, Address: New York, New York, 10065, Investment Related: N, Position, Title, Association: ["Officer"], Employee State Date: 18-Feb-2019, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I am one of 3 owners and officers, This is a Personal Service Corporation that was established in 2019 to provide for the lifetime care of my mother and pay for her living and healthcare expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-01
S63 Uniform Securities Agent State Law Examination 1998-06-01
  • S66 Uniform Combined State Law Examination
    2024-07-01
  • S63 Uniform Securities Agent State Law Examination
    1998-06-01
Other Names
  • John H Galbraith
  • John Hamilton Galbraith

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