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Current Employers
Alden Investment Group

37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-24
NJ RA APPROVED 2024-05-14
PA RA APPROVED 2024-02-16
  • NY RA
    APPROVED
    Since 2024-09-24
  • NJ RA
    APPROVED
    Since 2024-05-14
  • PA RA
    APPROVED
    Since 2024-02-16

Branch Locations

37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States

Wayne, PA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 09/2023
Mml Investors Services, Llc Newtown Square PA 03/2017 09/2023
J. Alden Associates, Inc. Wayne PA 10/2023 Present
Alden Investment Group Wayne PA 10/2023 Present
  • 07/2016 → 09/2023
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 09/2023
    Newtown Square, PA
  • 10/2023 → Present
    J. Alden Associates, Inc.
    Wayne, PA
  • 10/2023 → Present
    Wayne, PA
Previous Registrations
  • 2017-03-25 → 2023-09-14
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2007-11-05 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1) Name: David Gibbs Inv rel: Y Add: 1265 Morstein Rd West Chester, PA 19380 Nature: Simple Rental Property Position: Owner Start date: 11/2010 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: collecting rent and property maintenance. 2) Fixed insurance sales - non securities related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-10
  • S63 Uniform Securities Agent State Law Examination
    1997-09-10

View on SEC IAPD

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