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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-11-19 |
| TX | RA | APPROVED_RES | 2021-11-18 |
Branch Locations
4400 Sonoma Ranch Blvd. Suite D, Las Cruces, NM 88011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Las Cruces | NM | 06/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Cruces | NM | 11/2016 | 11/2021 |
| Stifel, Nicolaus & Company, Incorporated | Las Cruces | NM | 11/2021 | Present |
1. Notary; 179 Howard Place, Las Cruces, NM 88011; Provide notary services; 12/06/2021; 1 Hour per Week; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-29 |
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