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1881 Page Mill Rd., Suite #236, Palo Alto, CA 94304 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1881 Page Mill Rd., Suite #236, Palo Alto, CA 94304 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oceaniq Capital, Llc | San Francisco | CA | 10/2013 | Present |
| Fnex Capital | Indianapolis | IN | 05/2025 | Present |
NAME OF OTHER BUSINESS: OCEANIQ CAPITAL, LLC INVESTMENT-RELATED (Y/N): Y ADDRESS: 100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111 NATURE: SEC REGISTERED INVESTMENT ADVISOR - PROVIDE INVESTMENT ADVISORY SERVICES POSTION, TITLE OR RELATIONSHIP: PRINCIPAL - MANAGING MEMBER START DATE: 10/01/2013 # OF HRS/MTH: 60 # OF HRS/MTH DURING TRADING HRS: 40 DUTIES: INVESTMENT ADVICE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-04-14 |
| S66 | Uniform Combined State Law Examination | 2001-11-03 |
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