Miguel Angel Hernandez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Lpl Financial Llc
  Fountain Valley, CA

Previous Registrations

• 1999-07-21 → 2004-02-09
  Morgan Stanley Dw Inc.
  Ontario, CA

Other Businesses

(1) 04/13/2004: IWM PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 02/23/2009: IWM PARTNERS - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - INS TYPES: HEALTH (3) 04/02/2012: CENTURY 21 NOW - MORTGAGE/REAL ESTATE SERVICES/ NOT INV REL/ AT REPORTED BUSINESS LOCATION(S)/ REAL ESTATE AGENTS/ TIME SPENT 1%. 4. 08/15/2019 - H & H Property Holdings, LLC - Investment related - At reported business location(s) - Real Estate Rental - 2 hrs/mo - 1 hr during trading.

Exams

• S66 Uniform Combined State Law Examination
  1997-09-18