Jeffrey Howard Cole

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 10/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
  Southbury, CT
• 11/2009 → 10/2019
  Bank Of America,Na
  Southbury, CT
• 11/2019 → Present
  Stifel Nicolaus & Co Inc
  Southbury, CT

Previous Registrations

• 2009-10-09 → 2019-11-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southbury, CT
• 2001-06-15 → 2009-10-20
  Ubs Financial Services Inc.
  Southbury, CT
  Middlebury, CT

Other Businesses

1. The Fairways; 148 Berkshire Oval Torrington CT 06790;rental unit; owner;10/1/12; not during securities trading hours; investment related.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-24

Designations

• Certified Financial Planner