Michael Jacob Reiman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 02/2025
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2013 → 02/2025
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 02/2025 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2013-04-11 → 2025-03-12
  Cambridge Investment Research Advisors, Inc.
  Addison, TX
  Dallas, TX
• 2004-10-22 → 2013-04-11
  Park Avenue Securities Llc
  Addison, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2003-12-18 → 2004-07-30
  Kestra Investment Services, Llc
  Dallas, TX
• 2002-09-17 → 2003-12-19
  Veravest Investment Advisors, Inc.
  Dallas, TX
• 1997-11-21 → 2002-08-21
  Ameriprise Financial Services, Llc
  Richardson, TX

Other Businesses

1- 02/2025 / Fixed Insurance (Life and Disability) Non-Variable Insurance / Non-Variable Insurance / Investment Related / 20 hrs mth / 1-2 hrs during trading / Dallas, Texas / Start date: 08/01/2004 2- 02/2025 / Financial Fund of Knowledge Book / Author / Not Investment Related / 1/2 hrs mth / Dallas, Texas / Start date: 08/01/2004 3- 02/2025 / Reiman Financial, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 120 hrs mth / 8 hrs during trading / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2002-10-25
• S63 Uniform Securities Agent State Law Examination
  1997-10-02