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Alexander Dowd Armstrong

Ubs Financial Services Inc.

Ft. Worth, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-30
  • TX RA
    APPROVED
    Since 2015-10-30

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Ft Worth TX 10/2015 Present
Previous Registrations
Other Businesses

I*71679 NON-PROFIT ORGANIZATION: THE ARMSTRONG FOUNDATION INVESTMENT RELATED: Y ADDRESS: FORT WORTH, TEXAS 76107 NATURE OF BUSINESS: PRIVATE FOUNDATION (EDUCATIONAL ORGANIZATION) COMPENSATION FOR ACTIVITY: N POSITION: TRUSTEE START DATE OF RELATIONSHIP: 7/1/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE A TRUSTEE HELPING MONITER THE ASSETS OF MY FAMILY'S PRIVATE FOUNDATION I*77864 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ARMSTRONG FARMS FAMILY PARTNERSHIP INVESTMENT RELATED: N ADDRESS OF BUSINESS: 109 CARMEL CHURCH RD, NATCHEZ, MISSISSIPPI 39120 NATURE OF BUSINESS: LIMITED PARTNERSHIP, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 9/2/1977 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I'M A PARTNER IN AN FLP. WE FARM CORN COTTEN AND SOYBEANS. I DO NOTHING 3) Lena Pope Home / 3200 Sanguinet Street Fort Worth,TX 76107 / Company/ Charities, Cultural, Educational & Political Organisations / Hope, Happiness and Success to Children and Families / Member of Board of Directors / / Chair program committee / Start Date 9/1/09 / 2 hours per week 4) BeHuman Kindness /2513 Highvew TerraceFort WortTexas76109 / To help in the relocation of refugees in the areas international conflict or tragedy. / Charity / secretary / 4/6/2022 5) Primary Residence, raising my family, head of householdHusband, Dad, janitor, landscaping, maintenance, protector, start date-9/1/2009, Fort Worth TexasUnited States-76109.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1999-12-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1999-12-08

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