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Stephanie Viti Kaupas

Ubs Financial Services Inc.

Cherry Hill, NJ

Weehawken, NJ

CRD 2916111

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-06-14
  • NJ RA
    APPROVED
    Since 2006-06-14

Branch Locations

Cherry Hill, NJ • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Mt. Laurel NJ 06/2011 06/2018
Ubs Financial Services Inc. Mt. Laurel NJ 06/2018 09/2021
Ubs Financial Services Inc. Mt. Laurel NJ 09/2021 Present
Other Businesses

1) JL Hosptality / 10475 Little Putuxent Pkwy Columbia,MD 21044 / No/ Privately Held / USD / No / No / / Start Date 10/01/2016 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-19
S63 Uniform Securities Agent State Law Examination 1999-10-08
  • S65 Uniform Investment Adviser Law Examination
    2006-04-19
  • S63 Uniform Securities Agent State Law Examination
    1999-10-08
Other Names
  • Stephanie Ruth Viti
  • Stephanie Viti Kanpas

View on SEC IAPD

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