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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-31 |
| SD | RA | APPROVED | 2020-10-06 |
Branch Locations
4930 S. Western Ave Suite 400, Sioux Falls, SD 57108 • United States
Brandon, SD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2016 | 09/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | 09/2020 |
| Robert W. Baird | Sioux Falls | SD | 09/2020 | Present |
412 PROPERTIES LLC, SIOUX FALLS, SD, 04/2019. OWNER, PROPERTY MANAGEMENT OF COMMERCIAL REAL ESTATE. NIR-5/WK-0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-08 |
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