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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-02 |
| TX | RA | APPROVED_RES | 2024-02-02 |
Branch Locations
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1731 E. Roseville Parkway Suite 190 [Satellite], Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Roseville | CA | 04/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | 02/2024 |
| Wells Fargo Advisors Financial Network, Llc | Roseville | CA | 02/2024 | Present |
M SQUARED CAPITAL CORP; INV RELATED; CARMICHAEL, CA; 100% OWNERSHIP; START DATE 1/11/2024; 16 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE AND TAX LIEN AND TAX DEED REAL ESTATE AUCTION PURCHASE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-24 |
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