Robert Brian Riney

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2018
  Fidelity Brokerage Services Llc
  Palo Alto, CA
• 04/2018 → 03/2020
  Awa Inc
  Los Altos, CA
• 03/2020 → 05/2020
  Principal Life Insurance Company
  San Jose, CA
• 03/2020 → 05/2020
  Principal Securities Inc
  San Jose, CA
• 07/2006 → 04/2022
  Awa, Inc.
  Los Altos, CA
• 05/2022 → Present
  Voya Financial Advisors, Inc.
  Menlo Park, CA

Previous Registrations

• 2020-03-17 → 2020-05-14
  Principal Securities, Inc.
  San Jose, CA
• 2015-12-01 → 2018-04-02
  Strategic Advisers Llc
  Palo Alto, CA
• 2015-09-15 → 2015-11-03
  Ameriprise Financial Services, Llc
  Concord, CA
• 2010-11-05 → 2012-12-07
  Harrisdirect Llc
  Arlington, VA
• 2009-02-26 → 2009-10-27
  Msi Financial Services, Inc.
  Walnut Creek, CA

Other Businesses

NAME OF ENTITY: Fixed Insurance POSITION: Independent Insurance Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2023 ADDRESS: 1015 Berkeley Ave, Menlo Park CA 94025, United States DESCRIPTION: Sales of Fixed Insurance Products

Exams

• S66 Uniform Combined State Law Examination
  2015-09-11
• S65 Uniform Investment Adviser Law Examination
  1998-09-08
• S63 Uniform Securities Agent State Law Examination
  1998-02-27

Other Names

• Bob Riney