Kyung Suk Chang

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 10/2019
  Pruco Securities, Llc
  City Of Industry, CA
• 06/2017 → 10/2017
  Unemployed
  Eastvale, CA
• 05/2016 → 09/2016
  Unemployed
  Irvine, CA
• 11/2017 → 10/2019
  The Prudential Insurance Company Of America
  City Of Industry, CA
• 10/2019 → 03/2022
  Massachusetts Mutual
  Springfield, MA
• 11/2019 → 03/2022
  Mml Investors Services, Llc
  Springfield, MA
• 03/2022 → Present
  Principal Life Insurance Company
  Eastvale, CA
• 03/2022 → Present
  Principal Securities Inc
  Eastvale, CA
• 10/2016 → 05/2017
  Paris Baguette
  Commerce, CA

Other Businesses

INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 14 START DATE: 10/01/2018 ADDRESS: 575 Anton Blvd., Suite 900, Costa Mesa CA 92626, United States DESCRIPTION: Sales and service of fixed outside insurance, including life, annuities, DI, LTC, medical, group insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-31
• S63 Uniform Securities Agent State Law Examination
  2017-12-22

Other Names

• Kyung S Chang
• Kyung Suk Chang
• Kyung Chang