Cheryl Denise Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 01/2025
  Sunbelt Securities Inc
  Houston, TX
• 11/1997 → 10/2018
  Hewlett Packard Corporation
  Austin, TX
• 01/2025 → Present
  Lpl Financial Llc
  Austin, TX

Previous Registrations

• 2018-06-27 → 2025-01-21
  Sunbelt Securities, Inc.
  Houston, TX
  Houston, TX
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

1)12/11/2024 - Brown Advisory Group - DBA for LPL Business (entity for LPL business) - Inv Rel - 160 Hours/Month - 8 Hours During Trading - At Reported Business Location(s) 2)11/08/2024 - Brown Financial Advisory Group - DBA for LPL Business (entity for LPL business) - Inv Rel - 160 Hours/Month - 8 Hours During Trading - At Reported Business Location(s) 3)11/08/2024 - CDBBL Investments DBA as The Fisher Group - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Austin, TX - Start: 03/2018 - 4 Hr/Mth 4)11/08/2024 - Colorado4 LLC - Real Estate Rental - Co-Owner - Inv Rel - Avon, CO - Start: 11/2023 - 1 Hr/Mth

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-12-10
• S65 Uniform Investment Adviser Law Examination
  2018-06-27

Other Names

• Cheryl D Brown
• Cheryl Brown