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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2017-04-18 |
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
Frisco, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Market, Llc | Plano | TX | 01/2009 | Present |
NAME OF ENTITY: Plano Senior HS Golf Booster Club ADDRESS: 2200 Independence Parkway Plano, TX 75075 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: High School golf booster club CAPACITY: START DATE: 9/30/21 DUTIES: I am the president in name only. I will have little to do with this booster club with the exception of leading and signing checks. None of the money direction is on me. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 Name of Entity: Rental Property Address: 6022 S. Sea Circle, Gulf Shores, AL Investment/Not Investment Related (Yes or No): No Business Description: Business is ran by wife, Julie Hornok only. (book, non-profit event planner, rental income) Capacity: Other State Date: 04/19/2022 Duties: N/A Hours Devoted per month: 0 Hours Devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-20 |
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