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Current Employers
Shepherd Financial Investment Advisory Llc

111 Congressional Blvd., Suite 100, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-03
IN RA APPROVED 2017-12-07
  • TX RA
    APPROVED_RES
    Since 2024-09-03
  • IN RA
    APPROVED
    Since 2017-12-07

Branch Locations

111 Congressional Blvd., Suite 100, Carmel, IN 46032 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-01-02
  • IN RA
    APPROVED
    Since 2015-01-02

Branch Locations

Canton, GA • United States

111 Congressional Blvd. Suite 100, Carmel, IN 46032 • United States

Columbus, IN • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-01-02
  • IN RA
    APPROVED
    Since 2015-01-02

Branch Locations

111 Congressional Blvd. Suite 100, Carmel, IN 46032 • United States

Columbus, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W. Andrew Denny & Company, Inc. Columbus IN 08/2001 Present
Nfp Securities, Inc Columbus IN 08/2009 Present
Shepherd Insurance & Financial Services Carmel IN 06/2010 Present
Shepherd Financial Investment Advisory Llc Carmel IN 12/2014 Present
  • 08/2001 → Present
    W. Andrew Denny & Company, Inc.
    Columbus, IN
  • 08/2009 → Present
    Nfp Securities, Inc
    Columbus, IN
  • 06/2010 → Present
    Shepherd Insurance & Financial Services
    Carmel, IN
  • 12/2014 → Present
    Carmel, IN
Previous Registrations
  • 2009-08-10 → 2015-01-12
    Kestra Investment Services, Llc
    Carmel, IN
    Columbus, IN
    Austin, TX
    Columbus, IN
  • 1999-06-25 → 2009-08-11
    Transamerica Financial Advisors, Inc.
    Columbus, IN
    Columbus, IN
    Columbus, IN
Other Businesses

SHEPHERD FINANCIAL, LLC POSITION: CGO, Founding Partner NATURE: Retirement Plan Consulting, Individual Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2015 ADDRESS: 111 Congressional Blvd, Ste 100, Carmel IN 46032, United States DESCRIPTION: Responsible for day-to-day operations, new business development and client service to retirement plan and individual wealth management clients. SHEPHERD FINANCIAL, LLC - INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2015 ADDRESS: 111 Congressional Blvd, Ste 100, Carmel IN 46032, United States DESCRIPTION: Sales and service of insurance products W. ANDREW DENNY & COMPANY, INC. POSITION: Owner, Agent NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2001 ADDRESS: 333 8th Street, Columbus IN 47201, United States DESCRIPTION: service of existing insurance policies ALL SOUTHERN HOLDINGS, LLC POSITION: Manager/Owner NATURE: Real Estate Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2022 ADDRESS: 930 S Country Club Rd., Columbus IN 47201, United States DESCRIPTION: the LLC is a holding entity for estate planning and asset protection purposes for a family condo we own in FL. SHEPHERD FINANCIAL HOLDINGS, LLC POSITION: Member NATURE: Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/09/2017 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Involved in day-to-day operations and decision making for Shepherd Financial and Shepherd Financial Investment Advisory SHEPHERD FINANCIAL INVESTMENT ADVISORY, LLC POSITION: IAR NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2017 ADDRESS: 111 Congressional Blvd, Suite 100, Carmel IN 46032, United States DESCRIPTION: Act as an IAR to retirement plan clients and individual wealth management clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-05
S63 Uniform Securities Agent State Law Examination 1997-08-22
  • S65 Uniform Investment Adviser Law Examination
    1999-11-05
  • S63 Uniform Securities Agent State Law Examination
    1997-08-22
Other Names
  • Drew Denny
  • Andrew Christian Denny

View on SEC IAPD

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