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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-29 |
| GA | RA | APPROVED | 2003-08-15 |
Branch Locations
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
703 Crossings W, Peachtree City, GA 30269 • United States
1506 Georgia Hwy 16 W, Griffin, GA 30223 • United States
11235 Tara Blvd, Lovejoy, GA 30250 • United States
2754 Highway 155, Locust Grove, GA 30248 • United States
620 N Jeff Davis Dr 2Nd Fl, Fayetteville, GA 30214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Griffin | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Griffin | GA | 11/2016 | 05/2019 |
| Derbend Asset Management | Peachtree City | GA | 05/2019 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2019 | Present |
3M&G RENTALS, LLC; INV RELTED; FAYETTEVILLE, GA; RENTAL PROPERTY; OWNER; START: 1/2000; 10 HRS/MO; 0 DURING TRADING.; FAMILY TIME RV RENTALS, LLC, INV RELATED, MISSOULA, MN, 100% OWNERSHIP WITH SPOUSE, START: 10/05/2021, 4 HOURS A MONTH, 0 HOURS DURING TRADING, RV RENTALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-30 |
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